Securities regulation

FILE - In this Sept. 24, 2019, file photo, Securities and Exchange Commission (SEC) Chairman Jay Clayton, center, waves to a commissioner as he takes his seat between SEC Commissioners Robert Jackson Jr., left, and Hester Peirce, at the start of a House Financial Services Committee hearing on Capitol Hill in Washington. With little fanfare, the SEC is taking steps to revamp one of the government’s most successful whistleblower programs, alarming advocates who warn the changes will set back efforts to police Wall Street and punish corporate fraud (AP Photo/Jacquelyn Martin, File)
October 12, 2019 - 10:47 am
WASHINGTON (AP) — A federal agency is moving with little fanfare to revamp one of the most successful whistleblower programs in the government, alarming advocates who warn the changes will set back efforts to police Wall Street and punish corporate fraud. Much like the whistleblower system for...
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FILE - In this Jan. 2, 2014 file photo, a Fiat logo pictured on a car in Milan, Italy. Fiat Chrysler has agreed to pay $40 million to settle a complaint by securities regulators that it misled investors by overstating monthly sales numbers. (AP Photo/Antonio Calanni, File)
September 27, 2019 - 1:54 pm
DETROIT (AP) — Fiat Chrysler is paying $40 million to settle with U.S. securities regulators who say the automaker misled investors by overstating its monthly sales numbers over a five-year period. The Italian-American company inflated sales by paying dealers to report fake numbers from 2012 to...
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FILE - In this Tuesday, Aug. 25, 2015 file photo, Financial information is displayed on screens and a ticker inside the London Stock Exchange in the City of London. The London Stock Exchange is rejecting an unsolicited takeover bid from its Hong Kong counterpart, citing “fundamental concerns” about the offer. The London Stock Exchange said Friday, Sept. 13, 2019 that it sees “no merit” in going forward with the offer because of the concerns. (AP Photo/Matt Dunham, file)
September 13, 2019 - 10:07 am
LONDON (AP) — The London Stock Exchange on Friday rejected an unsolicited takeover bid from its Hong Kong counterpart, citing "fundamental concerns" about the offer. The London Stock Exchange Group said strategic and regulatory problems were among the reasons it turned down the unexpected proposal...
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September 10, 2019 - 3:26 pm
NEW YORK (AP) — Seven states and the District of Columbia have sued the Securities and Exchange Commission, saying the regulatory agency is putting investors in jeopardy by relaxing rules designed to ensure that securities brokers keep the interests of their customers ahead of their own. The...
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A man looks at an electronic stock board showing Japan's Nikkei 225 index and New York Dow Jones index at a securities firm in Tokyo Wednesday, Sept. 4, 2019. Asian stock markets rose Wednesday following surprise weakness in U.S. manufacturing and wrangling in Britain over the country’s departure from the European Union. (AP Photo/Eugene Hoshiko)
September 04, 2019 - 8:01 am
BEIJING (AP) — Global stocks rose Wednesday as Hong Kong's government withdrew a proposed extradition law that sparked three months of protests in the Chinese territory. Hong Kong's benchmark Hang Seng index jumped 3.9% on news of plans for the withdrawal, which Chief Executive Carrie Lam confirmed...
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A man looks at an electronic stock board showing Japan's Nikkei 225 index and New York Dow Jones index at a securities firm in Tokyo Wednesday, Sept. 4, 2019. Asian stock markets rose Wednesday following surprise weakness in U.S. manufacturing and wrangling in Britain over the country’s departure from the European Union. (AP Photo/Eugene Hoshiko)
September 04, 2019 - 6:37 am
BEIJING (AP) — Hong Kong stocks surged Wednesday as the government withdrew a proposed extradition law that sparked three months of protests in the Chinese territory. Hong Kong's benchmark Hang Seng index jumped 3.9% on news of plans for the withdrawal, which Chief Executive Carrie Lam confirmed...
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A man looks at an electronic stock board showing Japan's Nikkei 225 index and New York Dow Jones index at a securities firm in Tokyo Wednesday, Sept. 4, 2019. Asian stock markets rose Wednesday following surprise weakness in U.S. manufacturing and wrangling in Britain over the country’s departure from the European Union. (AP Photo/Eugene Hoshiko)
September 04, 2019 - 6:23 am
BEIJING (AP) — Hong Kong stocks surged Wednesday as the government withdrew a proposed extradition law that sparked three months of protests in the Chinese territory. Hong Kong's benchmark Hang Seng index jumped 3.9% on news of plans for the withdrawal, which Chief Executive Carrie Lam confirmed...
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FILE - In this Oct. 29, 2018, file photo, a person pauses in front of Stars of David with the names of those killed in a deadly shooting at the Tree of Life Synagogue, in Pittsburgh. The two mass shootings and a presidential tweet put a spotlight on the idea of “domestic terrorism,” adding momentum to a debate about whether such attacks should be classified and tried in the same way as crimes against America by foreign terrorist groups and their supporters. (AP Photo/Matt Rourke, File)
August 29, 2019 - 4:30 pm
SALEM, Oregon (AP) — A white man opens fire at a Walmart in El Paso, Texas, targeting Mexicans and killing 22 people. Another man kills 11 Jewish worshippers at a synagogue in Pittsburgh. The two mass shootings and a presidential tweet put a spotlight on the idea of "domestic terrorism," adding...
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August 15, 2019 - 12:13 pm
MEXICO CITY (AP) — Mexico's Supreme Court has ordered the country's Health Department to set regulations complying with a law allowing medical use of marijuana and derivatives. The law took effect in June 2017 but has yet to be put into practice. The high court says in a statement that the Health...
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FILE - In this April 10, 2018, file photo Facebook CEO Mark Zuckerberg takes his seat to testify before a joint hearing of the Commerce and Judiciary Committees on Capitol Hill in Washington. The Washington Post reported on Tuesday, July 23, 2019, that the Federal Trade Commission will allege that Facebook misled users about its privacy practices as part of an expected settlement.(AP Photo/Alex Brandon, File)
July 23, 2019 - 6:08 pm
WASHINGTON (AP) — The Latest on U.S. regulation of technology companies (all times local): 6:05 p.m. One Wall Street analyst believes the Justice Department's announced review of technology companies will lead to business model tweaks and fines rather than broader structural changes such as...
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